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Conning, Inc., Octagon Credit Investors, LLC, Global Evolution Holding ApS and its group of companies ("Global Evolution"), Goodwin Capital Advisers, Inc., Conning Investment Products, Inc., Conning Asset Management Limited, and Conning Asia Pacific Limited are all direct or indirect subsidiaries of Conning Holdings Limited (collectively, “Conning”) which is one of the family of companies owned by Cathay Financial Holding Co., Ltd., a Taiwan-based company. Securities are offered through Conning Investment Products, Inc., an affiliated broker dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).